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NASD Issues Alert on Customer Advisory Centers
June 2006

Relevant Industry Group:
Securities

On March 15, 2006, NASD issued an investor alert regarding the growing use of so-called "customer advisory centers" that provide financial planning services, sell securities products, and receive commissions or other financial incentives for doing so.

Click on the link below to view the full article.

     Legal Horizons 2006. Vol. II S4